Recent Reg-Track Rules

Here are some of the recent rules on Reg-Track, that we have made available.

  1. On Jan. 17, JAP CB spoke on aging, demographics and economy.

  2. On Jan. 17, UK Lloyds issued performance review data initiative.

  3. On Jan. 17, HKMA updated on revised market risk standards.

  4. On Jan. 17, FCA issued guide re misleading financial promotions.

  5. On Jan. 17, CBOI deputy governor Ed Sibley spoke on Brexit.

  6. On Jan. 17, UK FCA confirmed compliance on ESMA MIFID guidelines.

  7. On Jan. 16, CFPB, NYAG fined jewelers $14mn for card violation.

  8. On Jan. 16, EU SRB published second part of its 2018 MREL policy.

  9. On Jan. 16, RSA CB issued consultation on crypto assets policy.

  10. On Jan. 16, DoJ issued expansion of federal gambling prohibition.