Recent Reg-Track Rules

Here are some of the recent rules on Reg-Track, that we have made available.

  1. On Nov. 16, Senate panel issued bipartisan bill on regional bank relief.

  2. On Nov. 16, BaFin notice on MiFID II ancillary services exemption.

  3. On Nov. 16, ASIC issued guidance on financial services credit panel.

  4. On Nov. 15, SEC issued enforcement report on priorities, results.

  5. On Nov. 15, RBNZ raised regulatory capital required for Westpac.

  6. On Nov. 15, NZFiMA concluded investigation into Goldman Sachs.

  7. On Nov. 15, ECB issued statement on fine-tuning Fintech licencing.

  8. On Nov. 14, MAS issued guide to cryptocurrency digital token offers

  9. On Nov. 14, House passed flood insurance long term reauthorization.

  10. On Nov. 14, SEC chair statement on delays to consolidated audit trail.